Search
Better Returns Through Greater Clarity on Portfolio Management & Risk Control
By Gary Brode, Deep Knowledge Investing Deep Knowledge Investing’s primary goal is to help our clients and subscribers earn better returns in the market, but...
25 Things to Know About Investing From a Former Wall Street Hedge Fund Manager
By Gary Brode, Deep Knowledge Investing The world of finance is complex and can be overwhelming for a lot of people. Even more challenging is...
SEC Compliance Insights for Registered Investment Companies
By Michael Patanella, Andrew Surgan & Charmone Adams, Grant Thornton Keeping up with compliance requirements is always a critical imperative in the highly regulated registered...
The Depth Report – Update on the Market, the Economy & the FED (Part 3)
By Gary Brode, Deep Knowledge Investing In Part I and Part II, we covered several aspects of Inflation/CPI. It’s the single most important financial issue for 2022 so...
New SEC Risk Alert Modernizes Investment Adviser Marketing Rules
By Patrick Warch, Baker Tilly The SEC issued a risk alert relating to the amended Advisers Act Rule 206(4)-1 (“Marketing Rule”) on September 19, 2022....
2022 Year-End Asset Management Updates
By John Basile & Baylee Zimmerly, Baker Tilly Asset management’s 2022 year-end webinar provided an update focusing on the current state of the industry and...
Japanese Debt -We’re Taking a Victory Lap
By Gary Brode, Deep Knowledge Investing We told you last night that Japan was throwing in the towel on its (approximately) zero interest rates and was raising...
A Better Way to Think About Trading & Investing
By Gary Brode, Deep Knowledge Investing I got a great question from a new subscriber last week. He wanted to know if I thought he...
Cybersecurity is a differentiator for asset management
By Michael Patanella; Matthew Tierney; John Pearce and Johnny Lee, Grant Thornton Strong controls can lead to insurance cost reductions In the asset management industry,...
Do You Adapt to Changing Market Conditions?
By Gary Brode, Deep Knowledge Investing I’ve worked for and run a variety of different hedge funds with multiple strategies: concentrated longonly, long-short equity, long-term value,...
The CFTC issues final rule modifying the swap clearing requirements
On August 12, 2022, the Commodity Futures Trading Commission (CFTC) issued a final rule modifying the CFTC’s interest rate swap clearing requirement under CFTC Regulation...