Posts by Britt Tunick
25 Things to Know About Investing From a Former Wall Street Hedge Fund Manager
By Gary Brode, Deep Knowledge Investing The world of finance is complex and can be overwhelming for a lot of people. Even more challenging is the fact that you can’t opt out of having some level of financial knowledge. We all have to exercise some oversight of our own budgets, savings, and investments. Some financial…
Read MoreSEC Compliance Insights for Registered Investment Companies
By Michael Patanella, Andrew Surgan & Charmone Adams, Grant Thornton Keeping up with compliance requirements is always a critical imperative in the highly regulated registered investment company (RIC) sector. As 2022 comes to a close, four risk alerts published in this calendar year by the SEC’s Division of Examinations staff (Division) provide important guidance for…
Read MoreNYAIR Episode 89 –Data: The Big Picture
Dr. Lev Borodovsky, the Chief Risk Officer of asset management firm Star Mountain Capital and author of The Daily Shot –a graphical newsletter that provides an unbiased visual overview of global macro currents, discusses what data anomalies are often hiding and how investors can use them to their advantage. Specific topics covered include: The discussion is facilitated…
Read MoreNew York Alternative Investment Roundtable Announces Partnership with Fordham University Gabelli School of Business
New York, NY, January 17, 2023 – The New York Alternative Investment Roundtable is pleased to announce the Fordham University Gabelli School of Business as its newest non-profit sponsor. Founded in 1920, the Gabelli School of Business is focused on inspiring and empowering positive global change by developing students into enlightened and compassionate business leaders.…
Read MoreNew York Alternative Investment Roundtable Names 2023 Leadership
NEW YORK, N.Y., January 6, 2023 – The New York Alternative Investment Roundtable today announced that it has chosen its leadership for 2023. Following is a list of the NYALT Board of Directors, officers and Management Committee members who will steer Roundtable initiatives for the year ahead, including expansion of the organization’s young professional’s initiative.…
Read MoreThe Depth Report – Update on the Market, the Economy & the FED (Part 3)
By Gary Brode, Deep Knowledge Investing In Part I and Part II, we covered several aspects of Inflation/CPI. It’s the single most important financial issue for 2022 so we explored the topic in depth. Cutting to the end, a combination of higher interest rates, comparisons with last year’s high CPI, and falling real estate and auto prices will…
Read MoreNew SEC Risk Alert Modernizes Investment Adviser Marketing Rules
By Patrick Warch, Baker Tilly The SEC issued a risk alert relating to the amended Advisers Act Rule 206(4)-1 (“Marketing Rule”) on September 19, 2022. The rule was adopted in December 2020, became effective on May 4, 2021, and included an 18-month transition period requiring compliance by November 4, 2022. This rule modernized rules that…
Read More2022 Year-End Asset Management Updates
By John Basile & Baylee Zimmerly, Baker Tilly Asset management’s 2022 year-end webinar provided an update focusing on the current state of the industry and an economic outlook. The webinar included trending topics in the industry such as digital assets, environmental, social and corporate governance (ESG), tax changes and cybersecurity, which members of the Baker…
Read MoreJapanese Debt -We’re Taking a Victory Lap
By Gary Brode, Deep Knowledge Investing We told you last night that Japan was throwing in the towel on its (approximately) zero interest rates and was raising rates to defend the yen. I read today that earlier this month, Morgan Stanley had predicted that Japan would hold the line on its debt through all of 2023. While…
Read MoreNYAIR Episode 88 –The G in ESG is Key
Jasper van Brakel, president and CEO of RSF Social Finance, will discuss the rising importance of governance within the alternative investment industry amidst ever-changing rules and regulations. The discussion is facilitated by Robert Akeson, managing director of investment banking at Riverside Management Group.
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