NYAIR Episode 50 –China: Theft, Subversion & Election Interference

A conversation with renown author and columnist Gordon Chang about China -from the country’s impact on the U.S. presidential election, to the long-term impact its interference could potentially have on the global economy. The discussion is moderated by Robert Akeson, Co-Head of Prime Brokerage for Mirae Asset Securities (USA). Gordon Chang is a Daily Beast columnist and the…

Business Investment Plans Weaken

By Diane Swonk, chief economist, Grant Thornton Durable goods orders rose 0.4% in August after rising nearly 12% in July due to a surge in defense orders; the July data were revised up. Orders excluding the volatile transportation component also increased 0.4%. Orders for aircraft and motors vehicles contracted over the month. Vehicle sales have…

SEC Grants Temporary Relief From Delivery of Physical Security Under Short Sale Rules

The SEC is temporarily exempting the securities industry from complying with certain requirements related to the sale and delivery of physical securities under short sale rules in Regulation SHO because of ongoing concerns related to COVID-19, a highly contagious respiratory disease caused by a novel coronavirus. In order to contain the virus, many states have…

SEC Extends Relief Intended to Expedite Crowdfunding

By Baker Tilly Accounting Specialists As startup and smaller companies continue to face significant COVID-19 related challenges, the SEC extended a temporary relief from certain regulatory requirements to expedite the crowdfunding process. Among other things, companies do not have to get an independent accountant’s review of the financial statements for certain amounts of offerings under…

The Status of Coronavirus Vaccines

A webinar from Asset Managers Tech featuring a presentation from Stanley Zaborowski, M.D. and moderated by AMT’s Joe Sack. Lead in to this Zoom Presentation: Most investment management professionals have been working from home since March, 2020 as a result of COVID – 19. Most business executives believe working from home will be materially impacted…

NYAIR Episode 49 –The State of Play in U.S. Politics

A fireside chat with former New York Governor George Pataki on the current political landscape in the run up to the presidential election. Topics discussed range from the potential impact of the COVID-19 pandemic on the election outcome, to the Paris Agreement and the general economy, among others. The event is moderated by Robert Akeson,…

INSIGHT: SEC Expects Key Safety Steps for Remote Workforce

      By Tim Foley and Katherine Doty Hanniford of Alston & Bird LLP The SEC expects registered broker-dealers and investment advisers to take actions to address risks specific to working remotely, like using personal devices, using application-based platforms, and changing the location of physical documents. Alston & Bird LLP attorneys outline measures financial…

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